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Global Financial Regulatory Resources

Explore our recent blog posts, reports, and insights.

We offer guidance and tools for banks, private banks, broker-dealers, insurers, investment companies, asset managers, payments companies, market infrastructure providers, and other fintech and financial services firms to navigate current and emerging regulations in all key jurisdictions around the globe.

Learn More About Our Financial Regulatory Practice

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In the Spotlight

Leeds Reforms Set UK Government Agenda for Financial Services

May 12, 2025 Report

EU Listing Act — Regulatory Divergence Between EU and UK MAR

United States Securities and Exchange Commission (SEC)

June 9, 2025 Blog

SEC Dismisses Convertible Bond Dealer Suits

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May 22, 2025 Blog

UK Government Publishes Initial Proposals on CCA Reform

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April 9, 2025 Client Alert

FCA and HM Treasury Consult on Proposals to Reform UK AIFMs Regulation

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September 9, 2025 Article

Arranging Deals in Investments — Revisited

An analysis of the case law reveals some prevalent themes around what amounts to regulated arranging.

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September 5, 2025 Blog

FDIC Issues Proposal on Signage and Advertising Requirements

The FDIC seeks to avoid overburdening financial services providers with regulations regarding its logo after assessing market feedback and implementation issues.

August 14, 2025 Article

President Trump Issues Executive Order on Fair Banking

August 8, 2025 Blog

Presidential Working Group Issues Report and Recommendations on Digital Asset Markets

August 8, 2025 Blog

SEC and CFTC Launch Crypto Initiatives to Revamp Regulations and Promote Innovation

The Leeds Reforms: Implications for UK Financial Services

In this episode of our Connected with Latham podcast series, Latham lawyers discuss the government’s Leeds Reforms and Financial Services Sector Strategy.

Listen here or subscribe via Apple Podcasts, Spotify, or anywhere else you listen to podcasts.

Global Insights

UK Insights

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Global Financial Regulatory Blog

Insights and commentary on financial regulatory issues and developments impacting business and innovation in the US, the UK, Europe, Asia, and other parts of the world.

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Global Fintech & Digital Assets Blog

Insights and commentary on the latest tech, regulatory, and market trends driving innovation in financial services.

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ESG Resource Hub

Explore Latham’s latest insights and resources to help you adeptly address the many facets of ESG, from responsible investment to sustainability to corporate integrity and beyond.

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Monthly London Webcast Materials

Each month the UK and European Financial Regulatory lawyers at Latham & Watkins host a presentation and discussion covering recent changes to financial services regulation.

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Featured Resource

US Crypto Policy Tracker

Latham's new online resource helps cryptoasset businesses stay up to date with the fast-evolving regulatory landscape.

September 2, 2025 Recognition

Innovation Award Finalists: Stephen Wink and Yvette Valdez

Stephen Wink, Global Co-Chair of the Fintech Industry Group, and Yvette Valdez, Global Co-Chair of the Digital Assets & Web3 Practice, discuss the development of Latham’s US Crypto Policy Tracker, which helps innovators, investors, and market participants stay updated with legislative and regulatory developments in the rapidly evolving blockchain, cryptocurrency, and digital asset landscape.

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August 7, 2025 Recognition

Latham & Watkins Ranked as a Top Law Firm in Latin America

Latinvex recognizes Latham among the region's best, including Band 1 rankings in M&A/Corporate, Energy, and Project Finance.

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February 20, 2025 Recognition

Fintech Group of the Year: Latham

Firm honored by Law360 for advising startups, financial institutions, VCs, digital asset and Web3 participants, and corporations on their most innovative and complex transactions, investigations, litigation, and regulatory matters.

"The cross-border team is impressive and incredibly well coordinated. It is truly a global team that is relied upon around the clock."
Chambers USA 2023

"The depth and breadth of the team at Latham & Watkins has been impressive. They have a well-rounded team with broad expertise across a range of legal and regulatory issues."
Chambers UK 2024

"Fully equipped to advise on current and emerging requirements implemented by the SEC, CFTC, FINRA and NYSE, among others."
Chambers USA 2023

"An expanding team includes a number of alumni of the major regulatory bodies, enabling it to provide clients with crucial strategic insight."
Chambers USA 2023