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November 21, 2023
EU Revamps Consumer Credit Rules
The changes will significantly modernise the regime and enhance consumer protections.
November 08, 2023
OCC, FRB, and FDIC Finalize Joint Principles for Climate-Related Financial Risk Management
Guidance for the largest US financial institutions is intended to promote climate risk management consistent with general safety and soundness practices.
November 03, 2023
SEC Outlines 2024 Examination Priorities
The priorities highlight emerging and core risk areas for investment advisers, broker-dealers, and other entities, including cybersecurity and crypto assets.
November 01, 2023
AI in UK Financial Services — What’s on the Horizon?
As regulatory thinking evolves, firms must ensure that any current or planned use of AI complies with regulatory expectations.
October 18, 2023
Consultation on Proposed Regulation to Govern Market Soundings in Hong Kong
SFC proposes guidelines for intermediaries conducting and receiving market soundings in securities and capital market transactions.
October 02, 2023
UK Outlines Bank Ring-Fencing Reforms
Government plans to add more flexibility to the regime, but its long-term future remains undecided.
September 26, 2023
European Commission Launches Consultation on Sustainable Finance Disclosure Regulation
The EU regulators are reviewing the Sustainable Finance Disclosure Regulation introduced in 2021, exploring the need for potential additional adjustments.