Rob Moulton

Rob’s experience includes advising:

• AllianceBernstein, a leading global investment management and research firm, on the formation of its cash equities and research joint venture with Société Générale
• Evelyn Partners, on the regulatory aspects of its acquisition by NatWest
• Numis, on the regulatory aspects of its acquisition by Deutsche Bank 
• Panmure Gordon and Liberum Capital, on the regulatory aspects of their merger
• The UK underwriters on the UK regulatory aspects of the SpaceX IPO, the largest in IPO history, which included a UK retail offering
• The underwriters on the initial public offering of Saudi Aramco, the previous largest IPO 
• Numerous banks and other financial services clients in relation to important MiFID preparation and implementation projects
• A leading US investment bank on compliance with the new Benchmarks Regulation
• A number of firms on developments in the investment research industry such as changes to payment structures, and the use of big data
• Senior managers of several investment banks in relation to the FCA’s Senior Managers Regime
• A series of asset managers on their responsibilities under AIFMD
• A clearing bank on enforcement proceedings brought by the PRA and FCA
• Thomas Cook on the financial services implications of their insolvency
• A UK regulated firm on an FCA investigation into its compliance with the CASS regime