Rob Moulton

Rob’s experience includes advising:

• AllianceBernstein, a leading global investment management and research firm, on the formation of its joint venture with Société Générale
• The underwriters on the initial public offering of Saudi Arabian Oil Company (Saudi Aramco), the largest IPO in history
• Numerous banks and other financial services clients in relation to important MiFID preparation and implementation projects
• A number of firms on developments in the investment research industry, such as the use of big data
• Numis on the regulatory aspects of its acquisition by Deutsche Bank
• A clearing bank on enforcement proceedings brought by the PRA and FCA
• Panmure Gordon and Liberum Capital on the regulatory aspects of their merger
• Syndicate banks on the US$1.085 billion refinancing of Aston Martin
• Thomas Cook on the financial services implications of their collapse
• A leading US investment bank on compliance with the new Benchmarks Regulation
• Senior managers of a number of investment banks in relation to the FCA’s Senior Managers Regime
• A series of asset managers on their responsibilities under AIFMD
• An investment bank on issues arising from a market abuse investigation
• An investment bank on issues arising following a review of its CASS processes
• An investment bank on its global approach to product governance in light of MiFID II
• A private bank reviewing the effectiveness of its retail suitability processes
• A number of global banks on cross-border and extra-territorial aspects of finance services regulation, including relating to Brexit