Naim Culhaci advises clients on matters involving broker-dealer, investment adviser, and securities market regulation, particularly within the fintech industry.
Mr. Culhaci leverages a comprehensive knowledge of the financial regulatory landscape to guide investment banks, hedge funds, private equity firms, alternative trading systems, digital asset intermediaries, transfer agents, service providers to the securities industry, and emerging companies on a wide range of broker-dealer regulatory matters, including:
He forges trusted relationships with clients to understand their business needs and crafts solutions that help to mitigate risk while achieving their objectives.
Mr. Culhaci also guides institutional money managers and other investors with respect to Securities Exchange Act of 1934 reporting requirements, including filing of Forms 13H and 13F. He regularly provides financial institutions, corporate, and other clients with regulatory advice relating to equities market regulation compliance.
He is member of SIFMA and serves on the ABA Business Law Section’s Subcommittee on Trading and Markets. A recognized thought leader, Mr. Culhaci also frequently writes on new regulations.
Chambers USA recognized the firm as a “powerhouse in the capital markets space.”
Chambers USA recognized the firm’s Mergers & Acquisitions Practice for “world class expertise when it comes to the most challenging transactions.”