Haley Hohensee

Haley Hohensee advises clients on complex legal, regulatory and compliance matters across the asset management industry. Her practice focuses on SEC regulation of investment advisers and private funds.

Haley leverages her experience and knowledge to help investment managers and other financial institutions navigate the regulatory aspects of:

• Compliance with the Advisers Act and the Investment Company Act
• The formation of investment funds and the structuring and development of new investment products
• SEC examinations, investigations, and enforcement proceedings
• M&A, capital markets, financing, and restructuring transactions involving asset managers and investment funds/products
• Registration under the Advisers Act and related ongoing reporting requirements
• Investment adviser status analyses under the Advisers Act
• Investment company status determinations under the Investment Company Act
• Seeking and obtaining exemption and no-action relief from the SEC

Prior to joining Latham, she was an associate in the Asset Management group at a global law firm and completed legal internships at the US Attorney’s Office with the Criminal Division’s Securities, Financial, and Cyber Fraud Unit as well as with the US Securities and Exchange Commission in their Division of Enforcement.

Haley maintains an active pro bono practice and also serves as a member of the firm’s Asian & Middle Eastern Lawyers Group.