People Finder
- Find a person by name or search via surname initial
  
  Quick search
  - A
  - B
  - C
  - D
  - E
  - F
  - G
  - H
  - I
  - J
  - K
  - L
  - M
  - N
  - O
  - P
  - Q
  - R
  - S
  - T
  - U
  - V
  - W
  - X
  - Y
  - Z

Industries

Practices
- Go to Practices Section

Knowledge Library

Global Directory

Join Us

Events

Search Thought Leadership

To refine your search select a single option or a combination of options:

Find

reset

THOUGHT LEADERSHIP

Displaying Thought Leadership item(s) about Financial Institutions

Show 10 | 50 | 100 | All results per page 1/2/3/4/5 Next

358 results

- 19 October 2018
  
  SEC Charges “ICO Superstore” as Unregistered Broker-Dealer
  
  The settled order is the first SEC action charging a seller of digital tokens as an unregistered broker-dealer.
  
  share view
- 18 October 2018
  
  IFLR Cross-border Financing Report 2018 - Germany
  
  Munich partner Thomas Weitkamp and Frankfurt associate Max von Cube author a guide to financing in Germany published by International Financial Law Review.
  
  share view
- 18 October 2018
  
  IFLR Cross-border Financing Report 2018 - US
  
  Washington, D.C. partner Scott Forchheimer and associate Jennifer Kent author a guide to financing in the US published by International Financial Law Review.
  
  share view
- 18 October 2018
  
  IFLR Cross-border Financing Report 2018 - UK
  
  London partner Sam Hamilton and associate Fergus O’Domhnaill author a guide to financing in the UK published by International Financial Law Review.
  
  share view
- 16 October 2018
  
  Effective October 31, 2018: New NFA Virtual Currency Disclosure Requirements
  
  The NFA will soon require CPO, CTA, FCM, and IB member firms to provide various disclosures warning investors of virtual currency spot and derivatives trading risks.
  
  share view
- 05 October 2018
  
  Findings from FCA Thematic Review on AML and CTF Systems and Controls Provide Timely Reminder for Firms
  
  Examples of good and poor practices provide helpful guidance, and a reminder of supervisory expectations.
  
  share view
- 26 September 2018
  
  The Principles Guiding FINRA Enforcement
  
  Latham lawyers pen an article for Law360 regarding comments FINRA Enforcement head Susan Schroeder has offered member firms on arguments most likely to move FINRA to decline an Enforcement action.
  
  share view
- 20 September 2018
  
  A New Sheriff in Town? UK MPs Call for Regulation of “Wild West” Crypto-assets
  
  The House of Commons Treasury Committee has published its recommendations for the regulation of crypto-assets in the UK.
  
  share view
- 20 September 2018
  
  Principles Guiding FINRA Enforcement Action
  
  FINRA Enforcement head Susan Schroeder offers member firms clarity on arguments most likely to move FINRA to decline an Enforcement action.
  
  share view
- 18 September 2018
  
  The Yellow Brick Road for Consumer Tokens: The Path to SEC and CFTC Compliance
  
  Latham partners explore the legal issues surrounding consumer token issuances in Global Legal Insights’ Blockchain & Cryptocurrency Regulation 2019.
  
  share view

Show 10 | 50 | 100 | All results per page 1/2/3/4/5 Next

Latham & Watkins LLP has office locations in Beijing, Boston, Brussels, Century City, Chicago, Dubai, Düsseldorf, Frankfurt, Hamburg, Hong Kong, Houston, London, Los Angeles, Madrid, Milan, Moscow, Munich, New York, Orange County, Paris, Riyadh,* Rome, San Diego, San Francisco, Shanghai, Seoul, Silicon Valley, Singapore, Tokyo, and Washington, D.C.
*In cooperation with the Law Office of Salman M. Al-Sudairi