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THOUGHT LEADERSHIP

Displaying Thought Leadership item(s) about Financial Institutions

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414 results

- January 21, 2020
  
  Digital Asset Regulation: Howey Evolves
  
  Latham examines the SEC’s evolving guidance that aims to clarify when sales of digital assets are securities transactions and addresses steps the SEC should take to provide greater clarity on the application of the securities laws to digital assets in The Review of Securities & Commodities Regulation.
  
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- January 13, 2020
  
  Financial Statement Requirements in US Securities Offerings
  
  Latham’s updated companion guides help US issuers and non-US issuers navigate US securities laws for financial statement requirements.
  
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- January 10, 2020
  
  Crypto Coming of Age: UK Regulation Hits Cryptoasset Business
  
  New regulatory requirements, including registration and customer disclosure requirements, apply to regulated and unregulated persons carrying on relevant cryptoasset business.
  
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- December 03, 2019
  
  FCA Consults on SMCR for Benchmark Administrators
  
  The FCA has published a Consultation Paper that sets out proposed rules for the SMCR for benchmark administrators.
  
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- December 02, 2019
  
  Private Bank Briefing: Issues Impacting the Private Bank Sector
  
  Latham's quarterly round-up of legal and compliance issues impacting private banks and their clients.
  
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- November 26, 2019
  
  Chambers Global Practice Guide 2019: Banking & Finance – Spain
  
  Madrid partner Fernando Colomina and associates Aitor Errasti and Joaquin Fabre author a comprehensive guide to the Spanish finance market.
  
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- November 22, 2019
  
  FCA Warns Firms of Conduct Risk During LIBOR Transition
  
  The FCA has set out guidance for firms on how to manage conduct risk arising from the transition away from LIBOR to alternative benchmarks.
  
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- November 12, 2019
  
  The Yellow Brick Road for Consumer Tokens: The Path to SEC and CFTC Compliance - An Update
  
  Latham explores the legal issues surrounding consumer token issuances in Global Legal Insights’ Blockchain & Cryptocurrency Regulation 2020.
  
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- November 07, 2019
  
  Hong Kong FinTech Week: Day 1 in Review
  
  SFC outlines new regulatory framework for virtual asset trading platforms, HKMA highlights recent FinTech initiatives, and PBOC discusses China’s forthcoming central bank digital currency.
  
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- November 04, 2019
  
  Evolving Perspectives on Direct Listings after Spotify and Slack
  
  Latham explores the direct listing approach to becoming a public company and shares key insights from advising on the Spotify and Slack direct listings in Bloomberg Law.
  
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