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THOUGHT LEADERSHIP

Displaying Thought Leadership item(s) about Financial Institutions

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372 results

- 15 January 2019
  
  SEC Ends 2018 Signaling Its Approach to Regulating the Cryptocurrency Markets
  
  Recent actions reinforce the SEC’s commitment to applying traditional securities markets regulation in the cryptocurrency markets.
  
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- 09 January 2019
  
  10 Key Regulatory Focus Areas for UK/European Wholesale Markets in 2019
  
  Latham lawyers highlight the top ten regulatory focus areas for clients during the year ahead, concentrating on wholesale market structures and conduct risk.
  
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- 08 January 2019
  
  Financial Statement Requirements in US Securities Offerings
  
  Latham’s updated companion guides help US issuers and non-US issuers navigate US securities laws for financial statement requirements.
  
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- 27 December 2018
  
  Two Proposed Volcker Rule Updates: “Banking Entity” Definition and Name-Sharing Restriction
  
  The proposed modifications, if adopted, would amend the Volcker Rule in a manner consistent with the statutory amendments under the Economic Growth, Regulatory Relief, and Consumer Protection Act.
  
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- 21 December 2018
  
  Outsource Service Providers to Financial Services — A Growth Sector for Buyout Firms
  
  Outsource service providers will require additional funding to meet scalability challenges, invest in product development, and satisfy rising demand, leading to more PE deals in the future.
  
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- 19 December 2018
  
  IRS Issues Proposed Regulations on Business Interest Deduction Limitations
  
  Proposed regulations under Section 163(j) governing business interest deduction limitations confirm prior guidance and expand the scope of its application in some important respects.
  
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- 14 December 2018
  
  FCA Finalises Changes to its Financial Crime Guide
  
  The FCA has finalised a new chapter on insider dealing and market manipulation.
  
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- 07 December 2018
  
  FCA Proposes Permanent Product Intervention Measures for Retail CFDs and Binary Options
  
  The rules will echo ESMA’s temporary measures, however the FCA will extend the CFD restriction to capture closely substitutable products (such as turbo certificates).
  
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- 29 November 2018
  
  A Path for Consumer Tokens - the SEC and CFTC Analysis
  
  Latham lawyers outline how consumer token transactions in the United States intersect with securities and commodities laws in Compliance Monitor.
  
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- 26 November 2018
  
  Implications of Data Privacy for Financial Technology in Asia
  
  Comprehensive white paper provides best practices for data privacy regulation for fintech in Asia.
  
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