Sloan Ungerman advises financial institutions, public companies, buy-side firms, and ultra-high-net-worth individuals in the structuring, negotiation, and execution of equity derivatives, equity-linked transactions, and hybrid capital solutions.

Sloan leverages his commercial perspective and extensive experience to represent clients in:

  • Hedging and monetization transactions related to concentrated equity positions
  • Margin loans and other equity-based financing transactions
  • Convertible debt (and related derivative overlays)
  • Fixed and variable share forward sales and related equity offerings
  • Structured acquisition and share repurchase transactions

Sloan is an affiliate member of the New York City Bar’s Futures & Derivatives Committee and the ISDA & OTC subcommittee, as well as a member of the UJA Young Lawyers Leadership Committee.

Sloan’s experience includes representing:

  • Leading financial institutions, as well as private equity sponsors, hedge funds, and corporate counterparties, in structured hedging and monetization transactions and margin financing transactions
  • Issuers, as well as major investment banks as bookrunners and dealers, in convertible note offerings and related derivative overlay transactions
  • Hedge funds, asset managers, and other investors, as well as issuers, in convertible PIPEs and other hybrid capital financing solutions
  • Investment banks and issuers in accelerated share repurchases and at-the-market (ATM) programs with a forward component, including collared forward sales

Bar Qualification

  • New York
  • Texas

Education

  • JD, University of Texas School of Law, 2022
  • BS in Mathematics, Duke University, 2019

Languages Spoken

  • English
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August 25, 2025 Recognition

Latham Leads H1 2025 Capital Markets League Tables

Firm’s Capital Markets Practice once again earns top legal advisor league table rankings across debt and equity products and industries globally in Bloomberg, Dealogic, Deal Point Data, and LSEG.