Samuel Niles advises clients on a broad spectrum of complex corporate finance and securities matters.

Samuel draws on a sophisticated understanding of market trends to guide entrepreneurs, management teams, and financial institutions through:

  • Registered public offerings, including initial public offerings (IPOs) and follow-on equity and debt offerings
  • Private investments in public equity (PIPEs)
  • At-the-market offerings (ATMs)
  • Special purpose acquisition company (SPAC) IPOs and de-SPAC transactions

He also advises emerging companies at every stage of growth, including on early-stage formation and strategy, venture capital equity and debt financings, employment matters, commercial and strategic transactions, and corporate governance.

Samuel’s recent experience includes advising:

Public Offerings

  • Metsera on its US$275 million IPO of common stock and subsequent follow-on public offering
  • The underwriters on Aerovate Therapeutics’ US$140 million IPO of common stock
  • Aziyo Biologics on its US$50 million IPO of Class A and Class B common stock
  • Lyra Therapeutics on its US$60 million IPO of common stock
  • Homology Medicines on its US$166 million IPO of common stock and follow-on offerings of common stock
  • The underwriters on Rubius Therapeutics’ US$275 million IPO and US$200 million follow-on public offering of common stock
  • The underwriters on Kaleido Biosciences’ US$75 million IPO of common stock and subsequent follow-on public offerings
  • The underwriters on resTORbio’s US$98 million IPO of common stock
  • Ra Pharma on its US$150 million follow-on public offering of common stock
  • ContraFect on its US$52 million IPO of common stock and warrants to purchase common stock, as well as concurrent private placement of common stock and warrants to purchase common stock
  • The underwriter on Collegium Pharmaceutical’s US$125 million registered public offering of senior convertible notes
  • The underwriters on Blueprint Medicines’ US$345 million follow-on public offering of common stock
  • The underwriter on Akebia Therapeutics’ US$89 million follow-on public offering of common stock
  • The underwriters on Clearside Biomedical’s US$85 million follow-on public offering of common stock

Alternative Financing Transactions

  • Everest Consolidator on its US$172 million SPAC IPO of units
  • Aziyo Biologics on its US$14 million PIPE financing
  • Lyra Therapeutics on its US$100 million PIPE financing
  • Rafael Holdings on its US$104 million PIPE financing
  • The sales agent on Neptune Wellness’ US$50 million at-the-market program of common stock under the US-Canadian multijurisdictional disclosure system
  • Ally Bridge Group affiliates on multiple venture capital, PIPE, and other alternative investments
  • Mallinckrodt on securities matters relating to its chapter 11 bankruptcy proceedings

Emerging Company Matters

  • Akebia Therapeutics in its US$55 million term loan facility
  • Indigo Agriculture on its US$535 million Series F financing and on prior investment rounds
  • Dewpoint Therapeutics on its US$150 million Series C financing, prior investment rounds, and formation and general corporate matters
  • Kojin Therapeutics on its US$60 million Series A financing, as well as formation and general corporate matters
  • KSQ Therapeutics on its US$80 million Series C financing, prior investment rounds, and general corporate matters
  • Biothea Pharma on its Series A financing
  • CIBO Technologies on its US$30 million Series C financing, prior investment rounds, and general corporate matters
  • Jnana Therapeutics on its US$50 million Series B financing and general corporate matters
  • Ring Therapeutics on its US$117 million Series B financing and general corporate matters
  • Cellarity on its US$123 million Series B financing and general corporate matters
  • Atea Pharmaceuticals on its US$215 million Series D financing
  • Centrexion Therapeutics on its US$67 million Series D financing and general corporate matters
  • VistaJet on its US$600 million equity investment from a consortium of investors led by RRJ Capital

Bar Qualification

  • New York
  • Massachusetts

Education

  • JD, Columbia Law School, 2015
    James Kent Scholar
  • BA, Columbia University, 2010

Languages Spoken

  • English