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Naim Culhaci is an associate in the New York office of Latham & Watkins and a member of the Financial Institutions Industry Group.
Mr. Culhaci advises investment banks, hedge funds, private equity firms, alternative trading platforms, transfer agents, other securities-related platforms, and Fintech start-up companies on matters involving broker-dealer, investment advisor, and securities market regulation. Mr. Culhaci’s client advice spans a wide range of broker-dealer regulatory matters, including FINRA membership applications, FINRA and SEC compliance enforcement, mergers and acquisition transactions, financing transactions, cross-border broker-dealer activities, and FINRA and SEC rule changes and developments. He also regularly advises a wide array of clients with respect to various reporting requirements under the Securities Exchange Act of 1934.