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Jonathan Ritson-Candler

London
  • 99 Bishopsgate
  • London EC2M 3XF
  • United Kingdom
 
 

Jonathan Ritson-Candler is an associate in the London office of Latham & Watkins and a member of the Global Financial Institutions Industry Group. Mr. Ritson-Candler specializes in financial services regulatory advice and has experience advising a range of financial institutions and market infrastructure providers on domestic and cross-border regulatory issues.

Mr. Ritson-Candler advises global investment banks, corporate finance houses, fund managers, insurers, stockbrokers, and market infrastructure and data services providers on a variety of legal and regulatory risk management matters. He has particular expertise in the FCA’s Conduct of Business Rules; European regulatory developments such as MiFID II, MAR, and PRIIPs KID; and the EU Benchmark Regulation, as well as having a particular interest in anti-money laundering and financial crime.

Mr. Ritson-Candler’s recent highlights have included advising:

  • A number of global investment banks on their Brexit planning strategies and the impact of a no-deal "Hard Brexit" on their business
  • A UK private bank and wealth manager by undertaking an in-depth review of the firm’s approach to suitability and reporting to the Board
  • A number of firms in their implementation of the Money Laundering Regulations 2017
  • A US based provider of indices in its negotiation to engage an authorised EU benchmark administrator
  • A number of global investment banks in relation to their use and/or sale of "big data" and the associated EU regulatory touchpoints
  • A listed company on the MAR implications of rolling out a global employee share scheme (in particular, in relation to PDMR transactions and decision making)
  • A number of financial services clients in relation to important firm-wide MiFID II preparation and implementation projects
  • A number of global investment banks on the implementation of the MiFID II product governance regime
  • A major investment bank (whilst on secondment) on its implementation of MAR*
  • A number of global investment banks and a market data provider on the implementation of the EU Benchmark Regulation, including seeking authorization as a benchmark administrator*
  • An e-commerce platform on perimeter queries relating to the need for authorization as an e-money issuer or payment service provider*

*Matter handled prior to joining Latham


 
  • Bar Qualification
    • England and Wales (Solicitor)
    Education
    • Legal Practice Course, University of Law, London Moorgate, 2013
      Distinction
    • LLB Law, University of Warwick, 2010
      First class honours
  • Practices
  • Industries
 
 
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