Spencer Ricks advises entrepreneurs, start-ups and emerging companies in the technology, life sciences, and clean energy sectors from formation through all stages of growth and beyond.

Spencer advises and guides companies throughout the entire corporate lifecycle, including in:

  • Early-stage formation and strategy
  • Venture capital financings
  • Other debt and equity financings
  • Employment matters
  • Commercial and strategic transactions
  • Securities law compliance
  • Mergers and acquisitions
  • Public offerings

He also regularly represents mature companies in strategic investments and commercial collaborations.

In addition to his practice, Spencer is involved in the local community, including representing, on a pro bono basis, asylum petitioners, U visa applicants, and survivors of domestic violence seeking refuge in the United States. He has also served as Massachusetts Chair of the J. Reuben Clark Law Society and as a member of the Boston Bar Association’s Private Equity & Venture Capital Conference Committee.

Spencer’s recent experience includes advising:

Technology

  • ReliaQuest, a cybersecurity company, in various financing, corporate and strategic transactions, including its acquisition by KKR
  • Education.com, an education technology company, in its sale to IXL Learning
  • IXL Learning, an education technology company, in various financing, corporate and strategic transactions, including its acquisitions of:
    • Rosetta Stone
    • Emmersion
    • Teachers Pay Teachers
    • Dictionary.com
    • Thesaurus.com
    • Wyzant
    • MyTutor
    • Carson Dellosa
    • Evan-Moor
  • Axonius, a cybersecurity asset management company, in its:
    • US$200 million Series E financing
    • Acquisition of Cynerio
  • Teradyne (NASDAQ: TER), a supplier of automation equipment for testing and industrial applications, in its US$409 million private offering of Senior Convertible Notes
  • TravelPerk, a travel management software company, in various corporate and strategic initiatives, including early-stage and venture capital financings totaling more than US$409 million and multiple acquisitions including Click Travel
  • Flowmill, a cloud network company, in various corporate and strategic initiatives, including its sale to Splunk
  • Cherre Inc., a real estate information technology company, in various corporate and strategic initiatives, including early-stage and growth financings totaling more than US$75 million
  • TetraScience, an R&D data cloud company, in various financing, corporate and strategic transactions, including its US$80 million Series B financing
  • Parallel Markets, a digital identity company for investors, in various early-stage and venture capital financings totaling more than US$11.5 million and its sale to iCapital
  • OpenStore, a Shopify acquisition and scaling platform, in its US$32 million Series B-1 financing
  • Topsort, an artificial intelligence and machine learning-based technology company, in various financing, corporate and strategic transactions, including its Series A financing
  • Maybell Quantum, a quantum infrastructure company, in various corporate and strategic initiatives, including its:
    • US$25 million Series A financing
    • US$40 million Series B financing
  • Benefits Science, a healthcare data and advanced analytics company, in its US$160 million sale to MultiPlan Corporation
  • Adyton, a technology company, in its US$11 million funding round
  • Meibel, an AI runtime platform, in its US$7 million seed financing
  • The Tie, a provider of institutional solutions for digital assets, in its acquisition of Stakin
  • An undisclosed investor in Belvo, an open finance API platform, in its US$43 million Series A financing
  • Uniqarta, a microLED technology company, in various corporate and strategic initiatives, including its sale to Kulicke & Soffa

Life Sciences

  • T2 Biosystems (NASDAQ: TTOO), an in vitro diagnostic company, in its initial public offering and other follow-on and private offerings
  • Fractyl Laboratories, a biotechnology company, in various corporate and strategic initiatives, including venture capital financings totaling more than US$250 million and its initial public offering
  • IntelyCare, an on-demand, app-based healthcare staffing company, in various corporate and strategic initiatives, including venture capital financings totaling more than US$173 million
  • Africa Health, a healthcare development company, in its US$18 million Series A financing
  • Enko Chem, Inc., a crop protection technology company, in various corporate and strategic initiatives, including its US$80 million Series C financing
  • Invetx, a veterinary therapeutics company, in various corporate and strategic initiatives, including its:
    • US$60.5 million Series B financing
    • Sale to Dechra Pharmaceuticals for up to US$520 million
  • Codagenix, a clinical-stage synthetic biology company, in various corporate and strategic initiatives, including in its US$25 million Series B extension financing

Clean Energy & Sustainability

  • Form Energy, a long-duration energy storage technology company, in various corporate and strategic initiatives, including multiple acquisitions, and its:
    • Early-stage and venture capital financings totaling more than US$765 million
    • 1MW/150MWh pilot project with Green River Energy
    • Joint development agreement with ArcelorMittal
  • Voltus, a distributed energy resources management company, in various corporate and strategic initiatives, including its:
    • US$25 million Series B financing
    • US$31 million Series C financing
    • US$1.3 billion deSPAC transaction with Broadscale Acquisition Corp.
  • Syzygy Plasmonics, a chemical reactor technology company, in various financing, corporate and strategic transactions, including its:
    • US$23 million Series B financing
    • US$76 million Series C financing
    • Agreement with RTI International
  • TerraCycle, a recycling innovation company, in various corporate and strategic initiatives, including its zero-waste platform, Loop
  • Divert, a resource recovery solutions company, in various corporate and strategic initiatives, including its:
    • US$1 billion infrastructure development agreement with Enbridge
    • US$100 million equity financing
    • US$63 million green notes offering
    • Financing for its Longview, Washington facility

Other

  • Solo Brands (NYSE: DTC), an outdoor lifestyle company (owner of Solo Stove, Chubbies and others), in its US$219 million initial public offering
  • Various underwriters participating in a US$811 million equity offering by J.C. Penney Company, Inc.
  • Goldman Sachs Private Capital, as underwriter in a US$25 million preferred stock financing of Factor Systems, Inc. (d/b/a Billtrust), a payment cycle management solutions company
  • Leonard Green & Partners, L.P., in its acquisition with TPG Capital of a majority interest in Ellucian, a provider of higher education software and services
  • Scientific Games Corporation (NASDAQ: LNW), a developer of technology-based products and services for worldwide gaming, lottery and interactive markets, in a variety of bond offerings totaling over US$3.5 billion
  • Viking Global Investors, a global investment firm, in various investments and acquisitions, including Machine Sciences, an aerospace component supplier and precision manufacturer

Bar Qualification

  • Massachusetts
  • New York

Education

  • JD, New York University, 2012
    cum laude, Annual Survey Editor
  • BA, Brigham Young University, 2009
    magna cum laude

Languages Spoken

  • Spanish