Sean Wells is an associate in the London office of Latham & Watkins and a member of the global Financial Institutions Industry Group and Financial Regulatory Practice.
Mr. Wells provides regulatory advice to financial institutions on a broad range of domestic and cross-border regulatory issues in both a transactional and pure advisory context, including:
- Time-sensitive internal regulatory investigations
- FCA filings (including new license applications, change in controller filings, Form As, etc.)
- The scope and application of the FCA Handbook’s rules (including COBS, SYSC, PERG, etc.)
- The regulatory implications of transactions involving UK regulated entities
Mr. Wells is a member of the Latham & Watkins First Generation Professionals and Parent Lawyers Affinity Groups and maintains an ongoing commitment to his pro bono practice.
