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Rick Kline advises companies and financial institutions on a range of corporate and securities matters, including capital markets offerings and corporate governance issues. Mr. Kline serves as Chair of the firm's Technology Industry Group.
A versatile corporate practitioner, Mr. Kline provides practical solutions to clients in significant transactional, compliance, and operational matters. He brings particular experience representing leading innovators and financiers in the technology sector, including within the digital media, information technology, and semiconductor sectors.
A significant focus of Mr. Kline’s work is capital markets transactions. He regularly represents both issuers and investment banks in complex equity securities offerings, including IPOs, direct listings, 144A offerings, and follow-on stock offerings.
Mr. Kline’s practice also includes company formations, venture financings, mergers and acquisitions, and a range of securities transactions.