Effie Stathaki is an associate in the London office of Latham & Watkins and a member of the Financial Institutions Industry Group.
Ms. Stathaki’s practice covers a range of financial services regulatory advice, with particular experience submitting authorization applications to the FCA and advising on all aspects of compliance with relevant PRA and FCA rules and regulations, in both a transactional and advisory context. She also advises clients on European regulatory developments including MiFID II, EMIR, REMIT, MAR, and the Benchmarks Regulation.
Ms. Stathaki assists a number of leading global firms with significant multijurisdictional regulatory change projects, including the implementation of MiFID II and Brexit planning, and advises investment and private banks, market infrastructure providers, clearing houses, consumer credit firms, and commodity trading companies.
Prior to joining Latham & Watkins, Ms. Stathaki has been seconded to several financial institutions, as well as to a leading derivatives exchange. Ms. Stathaki is also a member of the Chartered Institute of Securities and Investment (MCSI).