Monthly Webcast Materials
Each month the Financial Regulatory lawyers at Latham & Watkins host a presentation and discussion covering recent changes to financial services regulation.
For more information about the Financial Regulation Monthly Webcast, please contact Cristina Vina.
September 2023
- Slides
- The Edinburgh Reforms — Where Are We Now?
- UK Announces Sustainability Disclosure Standards Based on the ISSB
- European Commission Adopts the European Sustainability Reporting Standards
- FCA Consults on Revamped Guidance for Financial Promotions on Social Media
- UK Supreme Court Clarifies the Scope of the Quincecare Duty
- FCA Publishes Further Engagement Papers on Prospectus Reforms
- HM Treasury Publishes UK Investment Research Review’s Final Report
- Pension Superfunds Return to the De-Risking Menu
July 2023
- Slides
- FCA Publishes Final Guidance on the Trading Venue Perimeter
- Consumer Duty: What Do Boards Need to Know?
- The Consumer Duty — One Month to Go
- EU Consults on Plans for a New Regulatory Regime for ESG Ratings Providers
- HM Treasury Consults on Reforms to UK Anti-Money Laundering Supervision
June 2023
- Slides
- FCA Proposes Radical Reforms to Encourage UK Listings
- FCA Commences Dialogue on Prospectus Reforms
- European Commission Proposes Wide-Ranging Enhancements to Retail Investor Protection Rules
- Global Regulators React to Banking Sector Turbulence
- European Commission Clarifies Aspects of SFDR With Additional Guidance
May 2023
- Slides
- FCA Consumer Duty Update: Assessing Fair Value
- The FCA’s Consumer Duty — Determining “Material Influence”
- FCA Proposes Radical Reforms to Encourage UK Listings: 60-Second Read
April 2023
- Slides
- FCA Publishes Business Plan for 2023/24
- UK Government and Regulators Launch SMCR Review
- UK Government Kicks Off Investment Research Review
- Focus on Greenwashing: The Latest Regulatory Proposals in the EU and the UK
- UK Government Consults on Regulation of ESG Ratings Providers
- FCA Seeks Improvements to ESG Benchmarks
- FCA to Unveil Blueprint for Reforms to the Listing Regime
March 2023
- Slides
- HM Treasury Publishes Draft Legislation to Regulate BNPL Lending
- DP 23/1: FCA Publishes Discussion Paper on Sustainability-Related Governance, Incentives, and Competence
- European Parliament Publishes Proposed Changes to AIFMD and UCITS Directives
- ESG and Sustainable Finance
February 2023
- Slides
- The “Edinburgh Reforms”: Timetable of Key Changes
- Whistleblow Insights: Recurrent Themes and Common Drivers
- FCA Publishes “Areas for Improvement” for Firms on Consumer Duty Implementation
- Consumer Duty Update: FCA Issues Dear CEO/Director Letters Setting Priorities for Sectors
- FCA Implements Strategies to Clamp Down on Illegal Social Media Financial Promotions