Institutional Asset Management Symposium
Our annual Institutional Asset Management Symposium is targeted at senior level legal, compliance, sustainability, ESG, and risk directors.
This year's keynote address will be delivered by Mark Manning, the FCA's Technical Specialist for Sustainable Finance and Stewardship. Mark will shine a light on FCA priorities and share his expert observations and insights.
28 SEPTEMBER 2022
Chatham House Rule will apply.
For enquiries, contact firstname.lastname@example.org.
Non-Financial Misconduct in Financial Services and Parliament: In Discussion with Sky News' Beth Rigby
2 NOVEMBER 2022
8:30 - 9:00 a.m. | Registration
9:00 - 10:30 a.m. | Discussion
This lively discussion will address the complexities of non-financial misconduct and consider lessons to be learned from the continuing ‘party-gate’ saga. We will explore the relevance of non-financial misconduct within the financial services context, recent legal developments, and ways to establish practical boundaries, joined by Beth Rigby, Political Editor at Sky News.
Financial Regulation Monthly Breakfast Seminar
Each month the Financial Regulatory lawyers at Latham & Watkins host a presentation and discussion covering recent changes to financial services regulation.
Webcast Series: SMCR Revisited
We hosted a series of SMCR update and refresher webcasts, targeted at senior level legal, compliance, risk, secretariat, human resource directors, and SMCR project leads. Topics included:
- Conduct Rules, Fitness and Propriety, and Disciplinary
- Regulatory References and Terminations
- Reasonable Steps