Charlotte Collins

  • Knowledge Management Lawyer
  • Echarlotte.collins@lw.com
  • 99 Bishopsgate
  • London EC2M 3XF
  • United Kingdom
  • T +44.20.7710.1804
  •  
 

Profile

Charlotte Collins is the knowledge management lawyer in the Financial Regulatory Practice of Latham & Watkins’ London office, and a member of the Global Financial Institutions Industry Group.

Ms. Collins focuses on financial services regulatory advice and has experience advising an array of financial institutions on complex regulatory matters. She has experience in and knowledge of a wide range of financial services regulatory matters, including regulatory applications and notifications, conduct of business rules, financial crime, and regulatory innovation. She has a particular focus on the regulatory reform agenda, closely following UK and European regulatory developments (including in relation to MiFID II, MAR, senior manager accountability, and environmental, social and governance (ESG) measures) as well as the implications of Brexit for the financial services sector.

Thought Leadership

  • UK to Adopt a New SPAC Listing Regime From 10 August 2021 -  July 29, 2021
  • FCA Consults on Post-Brexit Changes to PRIIPS Regulation -  July 22, 2021
  • FCA Seeks to Improve Quality of ESG Fund Disclosures -  July 21, 2021
  • FCA Business Plan 2021/22: Firms Should Expect a More Assertive FCA -  July 19, 2021
  • ESMA Statement Warns on Payment for Order Flow -  July 16, 2021
  • ESMA Publishes Guidance on SPACs -  July 16, 2021
  • UK Regulators Launch Discussion on Diversity and Inclusion -  July 08, 2021
  • HM Treasury Consults on UK Wholesale Markets Reform -  July 02, 2021
  • Private Bank Briefing: Issues Impacting the Private Bank Sector -  June 29, 2021
  • FCA Seeks to Extend Climate-Related Disclosures for Listed Companies -  June 28, 2021
  • FCA Proposes New Climate-Related Disclosure Regime -  June 28, 2021
  • Taskforce Proposes New Approach to Financial Regulation in the UK -  June 17, 2021
  • FCA Proposes New Consumer Duty -  May 19, 2021
  • FCA Consults on Rule Changes to Accommodate SPACs -  May 05, 2021
  • FCA Consults on Changes to UK MiFID Conduct and Organisational Requirements -  April 29, 2021
  • Second FCA Consultation on New Prudential Regime for Investment Firms -  April 21, 2021
  • 10 Key Focus Areas for UK-Regulated Financial Services Firms in 2021 -  January 11, 2021
  • FCA Consults on Post-Brexit Prudential Regime for Investment Firms -  June 24, 2020
  • FCA Fails to Find Its Watersheds Moment in Adams v. Options SIPP UK LLP -  June 18, 2020
  • Focus on Culture and Conduct Brings New Considerations for Corporates and Investors -  June 16, 2020
  • Culture and Conduct Ahead of Exit — Key Points for Private Equity -  June 15, 2020
  • European Commission Publishes Draft Delegated Regulations on ESG Disclosures in Benchmarks -  May 04, 2020
  • 10 LIBOR Transition Focus Areas -  May 01, 2020
  • New Draft Regulatory Technical Standards Under the EU Benchmarks Regulation -  March 31, 2020
  • Changes to Reporting Requirements for Issuers in Light of COVID-19 -  March 27, 2020
  • Private Bank Briefing: Issues Impacting the Private Bank Sector  -  March 26, 2020
  • Bank of England Announces Measures to Address Challenges of COVID-19 -  March 23, 2020
  • FCA Proposes New Rules on Climate-Related Disclosures by Listed Issuers -  March 12, 2020
  • FCA Calls on Firms to Develop a Purposeful Culture -  March 06, 2020
  • Alternative Data: Regulatory and Ethical Issues for Financial Services Firms to Consider -  March 04, 2020
  • MiFID Refit — Commission Consults on Review of MiFID II Framework -  February 27, 2020
  • ESMA Provides Its Input on the BMR Review -  February 20, 2020
  • AMF Proposals to Revive the Research Industry in France -  February 19, 2020
  • Key Takeaways from ESMA’s recent MiFID Transparency Consultation Papers -  February 14, 2020
  • Sustainable Finance and Climate Change Risk in Financial Services -  February 06, 2020
  • Regulator Raises Concerns Over Alternative Data -  January 31, 2020
  • Third-Country Firms Operating Cross-Border Into the EU — Upcoming Reform -  January 14, 2020
  • Brexit: 10 Commonly Asked Questions -  January 07, 2020
  • FCA Consults on SMCR for Benchmark Administrators -  December 03, 2019
  • Private Bank Briefing: Issues Impacting the Private Bank Sector  -  December 02, 2019
  • ESAs Consult on Amendments to the PRIIPs KID -  November 25, 2019
  • FCA Warns Firms of Conduct Risk During LIBOR Transition -  November 22, 2019
  • SEC Extends Relief From MiFID II Research Unbundling Provisions -  November 15, 2019
  • PRIIPs and Corporate Bonds — Clarity at Last? -  October 31, 2019
  • Review of the EU Benchmarks Regulation -  October 17, 2019
  • ESMA’s Consultation Paper on the MAR Review -  October 11, 2019
  • Research Unbundling — FCA Finds Rules Working Well -  September 23, 2019
  • Key Emerging Regulatory Issues and Focus Areas for Institutional Asset Managers -  September 19, 2019
  • FCA Warns of ‘Significant Weaknesses’ in Firms’ Implementation of the Conduct Rules -  August 05, 2019
  • Latest UK Developments on the Regulation of Cryptoassets -  August 02, 2019
  • FCA Confirms SMCR Optimisations -  July 26, 2019
  • HM Treasury Kicks Off Financial Services Future Regulatory Framework Review -  July 22, 2019
  • 10 Key Regulatory Focus Areas for UK/European Wholesale Markets in 2019 – Progress Report -  July 02, 2019
  • UK and Singapore Regulators Announce Enhanced Cybersecurity Collaboration -  June 18, 2019
  • Regulators Get Tough on Regulatory Outsourcing Failings -  June 06, 2019
  • Key Industry Lessons From the FCA's First Competition Law Case -  May 24, 2019
  • EU Kicks Off MAR Review -  May 16, 2019
  • FCA Fires Warning Shot to Brokers in Wholesale Markets -  April 30, 2019
  • MiFID II Costs and Charges — Room for Improvement -  March 01, 2019
  • Brexit and Financial Services — FCA Issues Further Guidance for Firms -  February 01, 2019
  • Regulating Crypto-assets and ICOs? ESMA and EBA Consider the Benefits -  January 24, 2019
  • FCA Consults on Further Amendments to the SMCR -  January 23, 2019
  • Brexit and Financial Services — UK Equivalence Decisions -  January 21, 2019
  • European Commission Report on the Operation of the AIFMD -  January 15, 2019
  • Brexit and Financial Services — Temporary Permissions -  December 18, 2018
  • FCA Finalises Changes to its Financial Crime Guide -  December 14, 2018
  • FCA Proposes Permanent Product Intervention Measures for Retail CFDs and Binary Options -  December 07, 2018
  • FCA to Clarify Scope of the Client Dealing Function -  November 30, 2018
  • Brexit and Financial Services — Onshoring MiFID II -  November 05, 2018
  • UK Cryptoassets Taskforce Publishes its Final Report -  October 31, 2018
  • Findings from FCA Thematic Review on AML and CTF Systems and Controls Provide Timely Reminder for Firms  -  October 05, 2018
  • A New Sheriff in Town? UK MPs Call for Regulation of “Wild West” Crypto-assets  -  September 20, 2018
  • European Banking Authority’s Draft Guidelines on Outsourcing: Discussion of Key Themes  -  September 14, 2018
  • FCA Sets Out Stance on Cross-Border Booking Arrangements  -  August 10, 2018
  • FCA to Create Global Financial Innovation Network -  August 08, 2018
  • First Details of Brexit Temporary Permissions Regime Published — Key Questions Answered -  July 27, 2018
  • Regulators Publish Final Rules on SMCR Extension -  July 04, 2018
  • UK Financial Services Regulators Warn Firms About Risks of Exposure to Crypto-assets  -  July 02, 2018
  • FCA Supports Guidelines on the Open Banking Fall-Back Provisions Exemption -  July 02, 2018
  • The MiFID II Inducements Regime -  May 08, 2018
  • Cryptocurrencies and Prepaid Cards Face Closer AML Regulation in the EU -  May 01, 2018
  • Commission Publishes Study of EU Market in Retail Investment Products -  April 30, 2018
  • Opening Up Access to UK Payment Schemes -  April 20, 2018
  • FCA Statement on Cryptocurrency Derivatives  -  April 06, 2018
  • Next Steps in the Asset Management Market Study -  April 05, 2018
  • First Use of ESMA Temporary Product Intervention Measures  -  March 29, 2018
  • FCA Proposes New Guidance on Financial Crime Systems and Controls -  March 28, 2018
  • UK Government’s First FinTech Sector Strategy Launched at the International Fintech Conference -  March 23, 2018
  • Transforming Culture in Financial Services — The FCA Renews Its Approach -  March 16, 2018
  • FCA Sets Expectations on Algorithmic Trading -  February 27, 2018
  • Swiss Regulator Publishes ICO Guidelines  -  February 23, 2018
  • Global Ambitions for the FCA’s Sandbox -  February 20, 2018
  • What Next for Distributed Ledger Technology? -  December 21, 2017
  • FCA to Take a Closer Look at ICOs -  December 19, 2017
  • FCA Confirms Reform to the UK IPO Process -  November 21, 2017
  • ECB Announces Support for Fintech Bank Applicants  -  November 20, 2017
  • Regulatory Sandboxes — a Global Stocktake -  November 13, 2017
  • ESMA Clarifies Third Country Transitionals Under the EU Benchmarks Regulation -  November 09, 2017
  • MiFID II Research – Relief at Last? -  October 26, 2017
  • The (Potentially) Long Arm of the SMCR -  August 24, 2017
  • Policing the Robots — Robo-Advice Under MiFID II -  July 28, 2017
  • Bank of England Opens Up Access to Payment Schemes for FinTech Firms  -  July 25, 2017
  • MiFID II – Second Policy Statement and Further Consultation -  July 05, 2017
  • Clarifications to Key Concepts Under The EU Benchmarks Regulation -  June 30, 2017
  • FCA Seeks to Reform UK Asset Management Sector -  June 29, 2017
  • FCA Consults on UK Implementation of EU Benchmarks Rules -  June 22, 2017
  • Up into the Clouds?  -  June 22, 2017
  • FCA Regulatory Sandbox Update: Successes in Round One, Application Window for Round Three Open  -  June 16, 2017
  • Benchmarks Update -  June 14, 2017
  • FCA Launches Discussion on Distributed Ledger Technology -  April 20, 2017
  • Significant Updates to ESMAs Q&A on MiFID II Market Structures -  April 07, 2017
  • FCA’s Latest Papers on the Implementation of MiFID II -  April 03, 2017

Visit the London Financial Regulatory Portal – A comprehensive resource to help navigate regulatory reforms.

Bar Qualification
  • England and Wales (Solicitor)
Industries
  • Financial Institutions
Practices
  • Financial Regulatory