Delegated Acts & Implementing Acts (Level 2)

Adopted Level 2 Measures

See also ESMA Opinion re. Points for convergence in relation to accepted market practices on liquidity contracts 
dated April 25, 2017.
  • Implementing regulation dated March 9, 2016 re. Art. 16 para. 5 MAR with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions (EU 2016/957)   
  • Delegated regulation dated December 17, 2016 re. Art. 17 para. 2 MAR as regards the disclosure of thresholds for carbon dioxide and rated thermal input (EU 2016/522)
  • Delegated regulation dated December 17, 2015 re. Art. 17 para. 3 MAR as regards the competent authority for notifications of delays (EU 2016/522)    
  • Implementing regulation dated June 29, 2016 re. Art. 17 para. 10 MAR as regards technical means for disclosure of inside information (EU 2016/1055)
  • Implementing regulation dated March 10, 2016 re. Art. 18 para. 9 MAR laying down implementing technical standards with regard to the precise format of insider lists and for updating insider lists (EU 2016/347)
  • Delegated regulation dated December 17, 2015 re. Art. 19 para. 13 and 14 MAR as regards the permission for trading during closed periods and types of notifiable managers’ transactions (EU 2016/522)
  • Implementing regulation dated March 10, 2016 re. Art. 19 para. 15 MAR laying down implementing technical standards with regard to the format and template for notification and public disclosure of managers’ transactions (EU 2016/523)
  • Implementing regulation dated March 9, 2016 re. Art. 20 para. 3 MAR with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests of indications of conflicts of interest (EU 2016/958) 
  • Implementing regulation re. Art. 24 para. 3 MAR with regard to the cooperation procedures between ESMA and the national authorities.
    No regulation has yet been published. Pursuant to Art. 24 para. 3 MAR ESMA shall submit technical standards to the Commission by July 3, 2016. No such draft has been submitted yet. ESMA lists such technical standards in the ESMA Regulatory Work Programme for 2017 (no 20).
  • Implementing regulation re. Art. 25 para. 9 MAR with regard to the cooperation procedures among national authorities and with ESMA.
    No regulation has yet been published. Pursuant to Art. 25 para. 9 MAR ESMA shall submit technical standards to the Commission by July 3, 2016. ESMA published a final report, including draft implementing technical standard, on May 30, 2017.
  • Delegated regulation re. Art. 26 para. 2 MAR with regard to the template for cooperation arrangements between national authorities and non-EU authorities.
    No regulation has yet been published. Pursuant to Art. 26 para. 2 MAR ESMA shall submit regulatory technical standards to the Commission by July 3, 2015. No such draft has been submitted yet. ESMA lists such technical standards in the ESMA Regulatory Work Programme for 2017 (no 22). 
  • Implementing directive dated December 17, 2015 re. Art. 32 para. 5 MAR as regards reporting to competent authorities of actual or potential infringements of the MAR (EU 2015/2392)
  • Implementing regulation re. Art. 33 para. 5 MAR with regard to the procedures for national authorities for the annual report of ESMA.
    No regulation has yet been published. ESMA published Draft Implementing Technical Standards on sanctions and measures pursuant to Art. 33 para. 5 MAR dated 26 July 2016.
Legislative Procedure
 
 
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